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2 Genotype-Environment Correlation.
Paradoxically, the
factors
that make humans difficult to study genetically are precisely
those that make humans so interesting. The experimental
geneticist can control matings and randomize the uncontrolled
environment. In many human societies, for better or for worse,
consciously or
unconsciously, people likely decide for themselves on the genotype of
the partner to whom they are prepared to commit the future of
their genes. Furthermore, humans are more or less free living
organisms who spend a lot of time with their relatives. If the
problem of mate selection gives rise to fascination with the
complexities of assortative mating, it is the fact that
individuals create their own environment and spend so much time
with their relatives that generates the intriguing puzzle of
genotype-environment correlation.
As the term suggests, genotype-environment correlation
(CorGE) refers to the fact that the environments that individuals
experience may not be a random sample of the whole range of
environments but may be caused by, or correlated with, their
genes. Christopher Jencks (1972) spoke of the ``double advantage''
phenomenon in the context of ability and education. Individuals
who begin life with the advantage of genes which increase their
ability relative to the average may also be born into homes that
provide them with more enriched environments, having more money
to spend on books and education and being more committed to
learning and teaching. This is an example of positive CorGE.
Cattell (1963) raised the possibility of negative CorGE by
formulating a principle of ``cultural coercion to the biosocial norm.''
According to this principle, which has much in common with the notion of
stabilizing selection in population
genetics, individuals whose
genotype
predisposes them to extreme behavior in either direction will tend to evoke a
social response which will ``coerce'' them back towards the mean. For example,
educational programs that are designed specifically for the average student may
increase achievement in below average students while attenuating it in talented
pupils.
Many taxonomies have been proposed for CorGE. We prefer one
that classifies CorGE according to specific detectable
consequences for the pattern of variation in a population (see
Eaves et al., 1977).
The first type of CorGE, genotype-environment autocorrelation
arises because the individual
creates or evokes environments which are functions of his or her
genotype.
This
is the ``smorgasbord'' model which views
a given culture as having a wide variety of environments
from which the individual makes a selection
on the basis of genetically determined preferences.
Thus, an intellectually gifted individual would invest more
time in mentally stimulating activities. An example of
possible CorGE from a different context is provided by an
ethological study of 32 month-old male twins published a number
of years ago (Lytton, 1977). The study demonstrated that
parent-initiated
interactions with their twin children are more
similar when the twins are MZ rather than DZ. Of course, like
every other increased correlation in the environment of MZ
twins, it may not be clear whether it is truly a result of a
treatment being elicited by genotype rather than simply a
matter of identical individuals being treated more similarly. That
is, the direction of causation is not clear.
Insofar as the genotypes of individuals create or elicit environments,
cross-sectional twin studies will not be able to distinguish the
ensuing CorGE from any other effects of the genes. That is, positive
CorGE will increase estimates of all the genetic components of
variance and negative CorGE will decrease them. However, we will have
no direct way of knowing which genetic effects act directly on
the phenotype and which result from the action of environmental
variation caused initially by genetic differences. In this latter
case, the environment may be considered as part of the ``extended
phenotype'' (see Dawkins, 1982). If the process we
describe were to accumulate during behavioral development, positive CorGE
would lead to an increase in the relative contribution of genetic
factors with age, but a constant genetic correlation across ages (see
Chapter ). However, finding this pattern of
developmental change would not necessarily imply that the actual
mechanism of the change is specifically genotype-environment
autocorrelation.
The second major type of CorGE is that which arises because
the environment in which individuals develop is provided by
their biological relatives. Thus, one individual's environment is
provided by the phenotype of someone who is genetically related.
Typically, we think of the correlated genetic and environmental
effects of parents on their children. For example, a child who
inherits the genes that predispose to depression
may also experience the pathogenic environment of rejection
because the tendency of parents to reject their children may be
caused by the same genes that increase risk to depression. As far
as the offspring are concerned, therefore, a high genetic
predisposition to depression is correlated with exposure to an
adverse environment because both genes and environment derive
originally from the parents. We should note (i) that this type
of CorGE can occur only if parent-offspring
transmission comprises both genetic factors and
vertical cultural inheritance, and (ii) that the CorGE is broken in
randomly adopted individuals since the biological parents no
longer provide the salient environment. Adoption data thus
provide one important test for the presence of this type of
genotype-environment correlation.
Although most empirical studies have focused on the
parental environment as that which is correlated with genotype,
parents are not the only relatives who may be influential in the
developmental process. Children are very often raised in the
presence of one or more siblings. Obviously, this is always the case for twin
pairs. In a world in
which people did not interact socially, we would expect the
presence or absence of a sibling, and the unique characteristics
of that sibling, to have no impact on the outcome of development.
However, if there is any kind of social interaction, the
idiosyncrasies of siblings become salient features of one
another's environment. Insofar as the effect of one sibling or
twin on another depends on aspects of the phenotype that are
under genetic control, we expect there to be a special kind of
genetic environment which can be classified under the general
category of sibling effects.
When the trait being measured
is
partly genetic, and also responsible for creating the sibling
effects, we have the possibility for a specific kind of CorGE.
This CorGE arises
because the genotype of one sibling, or twin, is genetically
correlated with the phenotype of the other sibling which is
providing part of the environment. When above average trait
values in one twin tend to increase trait expression in the
other, we speak of cooperation effects
(Eaves, 1976b)
or imitation effects (Carey, 1986b).
An example of imitation effects
would be any tendency of deceptive behavior in one twin to
reinforce deception in the other. The alternative social
interaction, in which a high trait value in one sibling tends to
act on the opposite direction in the other, produces
competition or contrast
effects
We might expect such
effects to be especially marked in environments in which there is
competition for limited resources. It has sometimes been argued
that contrast effects are an important source of individual
differences in extraversion (see Eaves et al., 1989)
with the more extraverted twin tending to engender introversion in his
or her cotwin and vice-versa.
Sibling effects typically have two kinds of detectable
consequence. First, they produce differences in trait
mean and variance as a function of sibship size and density. One
of the first indications of sibling effects may be differences in
variance between twins and singletons. Second, the
genotype-environment correlation created by sibling effects depends on
the biological relationship between the socially interacting
individuals.
So, for example, the CorGE is greater in pairs of MZ
twins because each twin is reared with an cotwin of identical
genotype. If there are cooperation (imitation) effects we expect
the CorGE to make the total variance of MZ twins significantly
greater than that of DZ's, which in turn would exceed
that of singletons (Eaves, 1976b).
Competition (contrast)
effects will tend to make the MZ variance less than that of
DZ's. Other effects ensue for the covariances between
relatives, as discussed in Chapter 8. Sibling
effects may conceivably be reciprocal, if siblings influence each
other, or non-reciprocal, if an elder sibling, for example, is a
source of social influence on a younger sibling.
Next: 3 Genotype Environment Interaction
Up: 3 Genotype-Environment Effects
Previous: 1 Assortative Mating.
  Index
Jeff Lessem
2002-03-21